SEC Form 4 · accession 0001225208-15-002020
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Turner Jr.
Officer — CFO
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2014 | J | 1,252 | $0.00 | A | 16,953 | I | By 401(k) |
| Common StockF2 | Dec 31, 2014 | J | 25 | $0.00 | A | 1,689 | I | By Spouse 401(k) |
| Common StockF4 | Jan 23, 2015 | P | 54,000 | $9.1549 | A | 54,000 | I | By Trust 1 |
| Common StockF5 | Jan 23, 2015 | P | 11,000 | $9.1576 | A | 11,000 | I | By Trust 2 |
| Common Stock (phantom stock)F2 | Dec 31, 2014 | J | 5,222 | $0.00 | A | 31,317 | I | Indirect - By 401 (k) Supplemental Plan |
| Common Stock | holding | — | — | — | 167,294 | D | ||
| Common Stock | holding | — | — | — | 125 | I | By Custodian for Daughter 1 | |
| Common Stock | holding | — | — | — | 325 | I | By Custodian for Son 1 | |
| Common Stock | holding | — | — | — | 125 | I | By Custodian for Son 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired through regular contributions to tax-conditioned plan.
- F2Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
- F3These shares were acquired through regular dividend reinvestments.
- F4The shares are held by Robert S. Clayton Revocable Trust for the Benefit of Nieces and Nephews, of which reporting person is the trustee with full investment authority and is a beneficiary. These shares are reported in an individual capacity and on behalf of the trust, in accordance with Rule 16a-8(b)(2) and Rule 16a-8(b)(3).
- F5The shares are held by Robert S. Clayton Revocable Trust for the Benefit of Grandnieces and Grandnephews, of which reporting person is the trustee with full investment authority, and members of his immediate family (but not reporting person) are beneficiaries. These shares are reported in an individual capacity and on behalf of the trust, in accordance with Rule 16a-8(b)(2).