SEC Form 4/A · accession 0001593968-17-000087
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott Bluestein
Officer — Chief Investment Officer
Period of report
Feb 9, 2016
Accepted (ET)
Jan 13, 2017 · 12:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2016 | F | 276 | $10.32 | D | 249,420 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount of securities beneficially owned originally reported as 248,420.