SEC Form 4 · accession 0001593968-16-001241
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Badavas
Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2016 | G | 20,000 | $0.00 | D | 119,925 | D |
Table II — derivative securities
No Table II lines on this filing.