SEC Form 3 · accession 0001437749-19-001065
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol L Foster
Director
Period of report
Jan 11, 2019
Accepted (ET)
Jan 18, 2019 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.