SEC Form 4/A · accession 0001209191-16-113852
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott Bluestein
Officer — Chief Investment Officer
Period of report
Jan 14, 2016
Accepted (ET)
Apr 11, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 14, 2016 | F | 2,130 | $13.83 | D | 249,696 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 14, 2016
- F2To correct price of securities as reported on Form 4 filed on January 19, 2016.