SEC Form 4 · accession 0001209191-15-030369
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jessica T Baron
Officer — CFO
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 2:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2015 | F | 229 | $13.65 | D | 109,554 | D | |
| Common StockF2 | Mar 30, 2015 | F | 115 | $13.64 | D | 109,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 27, 2015.
- F2Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 30, 2015.