SEC Form 4 · accession 0001628280-15-008015
IMMUNIC, INC. · IMUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Muneer A Satter
Director · 10% Owner
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 28, 2015 | P | 400,000 | $5.50 | A | 7,132,277 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares were purchased in connection with the Issuer's registered public offering of common stock.
- F2Includes (a) 4,202,930 shares that are held by Muneer A. Satter Revocable Trust for which the Reporting Person serves as trustee and, in such capacity, has sole voting and dispositive power over all such shares and (b) 2,929,347 shares that are held by various other trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of all shares included in clause (b) of this footnote (2), except to the extent of his pecuniary interest.