SEC Form 4 · accession 0001280263-18-000115
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Paisley
Director
Period of report
Dec 11, 2018
Accepted (ET)
Dec 12, 2018 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 11, 2018 | M | 1,000 | $6.00 | A | 18,997 | D | |
| Ordinary Shares | Dec 11, 2018 | S | 1,000 | $40.00 | D | 17,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $6.00 | Dec 11, 2018 | M | 1,000 | D | — | Oct 8, 2022 | Ordinary Shares | 1,000 | 8,667 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 11, 2018.
- F2Shares subject to the option vest monthly over four years commencing on August 20, 2012.