SEC Form 4 · accession 0001280263-17-000083
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Paisley
Director
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 11, 2017 | M | 2,000 | $6.00 | A | 15,071 | D | |
| Ordinary SharesF2 | Dec 11, 2017 | S | 2,000 | $59.2315 | D | 13,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $6.00 | Dec 11, 2017 | M | 2,000 | D | — | Oct 8, 2022 | Ordinary Shares | 2,000 | 11,667 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2017.
- F2The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $59.02 to $59.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F3Shares subject to the option vest monthly over four years commencing on August 20, 2012.