SEC Form 4 · accession 0001280263-17-000029
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Paisley
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jun 1, 2017 | M | 1,000 | $6.00 | A | 12,619 | D | |
| Ordinary Shares | Jun 1, 2017 | S | 1,000 | $58.72 | D | 11,619 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $6.00 | Jun 1, 2017 | M | 1,000 | D | — | Oct 8, 2022 | Ordinary Shares | 1,000 | 13,667 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2016.
- F2Shares subject to the option vest monthly over four years commencing on August 20, 2012.