SEC Form 4 · accession 0001280263-16-000219
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Laplante
Officer — CFO
Period of report
Sep 29, 2016
Accepted (ET)
Oct 3, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Sep 29, 2016 | M | 10,000 | $8.82 | A | 100,040 | D | |
| Ordinary Shares | Sep 29, 2016 | S | 10,000 | $70.00 | D | 90,040 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $8.82 | Sep 29, 2016 | M | 10,000 | D | — | Mar 7, 2021 | Ordinary Shares | 10,000 | 34,912 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2016.
- F2An option to purchase 288,306 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the reporting person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter.