SEC Form 4 · accession 0001280263-16-000214
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Day
Officer — VP, Marketing
Period of report
Sep 27, 2016
Accepted (ET)
Sep 29, 2016 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Sep 27, 2016 | M | 926 | $8.82 | A | 25,997 | D | |
| Ordinary SharesF1 | Sep 27, 2016 | S | 2,595 | $67.1784 | D | 23,402 | D | |
| Ordinary Shares | Sep 28, 2016 | M | 2,000 | $9.99 | A | 25,402 | D | |
| Ordinary Shares | Sep 28, 2016 | M | 1,000 | $38.92 | A | 26,402 | D | |
| Ordinary SharesF2 | Sep 28, 2016 | S | 3,543 | $68.6411 | D | 22,859 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $8.82 | Sep 27, 2016 | M | 926 | D | — | Aug 29, 2021 | Ordinary Shares | 926 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $9.99 | Sep 28, 2016 | M | 2,000 | D | — | Jul 9, 2022 | Ordinary Shares | 2,000 | 2,071 | D |
| Non-Qualified Stock Option (right to buy)F5 | $38.92 | Sep 28, 2016 | M | 1,000 | D | — | Sep 7, 2024 | Ordinary Shares | 1,000 | 4,363 | D |
Explanation of responses
- F1The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $67.00 to $67.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F2The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $68.50 to $69.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F3Shares subject to the option vest monthly over four years beginning on August 1, 2011.
- F4Shares subject to the option vest monthly over four years beginning on May 23, 2012.
- F5Shares subject to the option vest monthly over four years beginning on September 8, 2014.