SEC Form 4 · accession 0001280263-16-000212
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Day
Officer — VP, Marketing
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Sep 21, 2016 | M | 2,000 | $9.99 | A | 27,071 | D | |
| Ordinary Shares | Sep 21, 2016 | S | 2,000 | $67.00 | D | 25,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $9.99 | Sep 21, 2016 | M | 2,000 | D | — | Jul 9, 2022 | Ordinary Shares | 2,000 | 4,071 | D |
Explanation of responses
- F1Shares subject to the option vest monthly over four years beginning on May 23, 2012.