SEC Form 4 · accession 0001280263-16-000210
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Jeffrey Richardson
Director
Period of report
Sep 16, 2016
Accepted (ET)
Sep 20, 2016 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Sep 16, 2016 | M | 1,569 | — | A | 9,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 16, 2016 | M | 1,153 | D | — | Sep 15, 2016 | Ordinary Shares | 1,153 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Sep 16, 2016 | M | 416 | D | — | Mar 9, 2024 | Ordinary Shares | 416 | 2,501 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- F2The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.
- F3The restricted stock units vest at the rate of 1/16 per quarter beginning on March 15, 2014.