SEC Form 4 · accession 0001280263-15-000099
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chenming Hu
Director
Period of report
Oct 8, 2015
Accepted (ET)
Oct 9, 2015 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Oct 8, 2015 | M | 10,554 | $9.99 | A | 16,110 | D | |
| Ordinary Shares | Oct 8, 2015 | M | 5,555 | $16.35 | A | 21,665 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $9.99 | Oct 8, 2015 | M | 10,554 | D | — | Feb 27, 2022 | Ordinary Shares | 10,554 | 1,112 | D |
| Non-Qualified Stock Option (right to buy)F2 | $16.35 | Oct 8, 2015 | M | 5,555 | D | — | Jun 5, 2023 | Ordinary Shares | 5,555 | 0 | D |
Explanation of responses
- F1Shares subject to the option vest monthly over four years beginning on November 29, 2011.
- F2Shares subject to the option vest monthly over one year beginning on June 6, 2013.