SEC Form 4 · accession 0001280263-15-000069
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Paisley
Director
Period of report
Sep 4, 2015
Accepted (ET)
Sep 9, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Sep 4, 2015 | M | 1,000 | $6.00 | A | 5,861 | D | |
| Ordinary SharesF2 | Sep 4, 2015 | S | 200 | $70.555 | D | 5,661 | D | |
| Ordinary SharesF3 | Sep 4, 2015 | S | 200 | $71.46 | D | 5,461 | D | |
| Ordinary SharesF4 | Sep 4, 2015 | S | 370 | $73.2844 | D | 5,091 | D | |
| Ordinary SharesF5 | Sep 4, 2015 | S | 230 | $74.1374 | D | 4,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F6 | $6.00 | Sep 4, 2015 | M | 1,000 | D | — | Oct 8, 2022 | Ordinary Shares | 1,000 | 19,667 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2015.
- F2The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $70.06 to $71.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F3The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $71.08 to $71.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F4The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $72.92 to $73.755 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F5The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $74.01 to $74.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F6Shares subject to the option vest monthly over four years beginning on August 20, 2012.