SEC Form 4 · accession 0001280263-15-000053
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Paisley
Director
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jun 15, 2015 | M | 1,500 | $6.00 | A | 5,667 | D | |
| Ordinary Shares | Jun 15, 2015 | S | 1,500 | $116.60 | D | 4,167 | D | |
| Ordinary SharesF1 | Jun 16, 2015 | M | 694 | — | A | 4,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $6.00 | Jun 15, 2015 | M | 1,500 | D | — | Oct 8, 2022 | Ordinary Shares | 1,500 | 20,667 | D |
| Restricted Stock UnitsF1,F3 | — | Jun 16, 2015 | M | 694 | D | — | Sep 7, 2024 | Ordinary Shares | 694 | 695 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- F2Shares subject to the option vest monthly over four years beginning on August 20, 2012.
- F3The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2014, so as to be 100% vested on September 15, 2015.