SEC Form 4 · accession 0001280263-15-000047
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chenming Hu
Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 10, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jun 9, 2015 | M | 15,000 | $9.99 | A | 19,167 | D | |
| Ordinary Shares | Jun 9, 2015 | S | 100 | $112.10 | D | 19,067 | D | |
| Ordinary Shares | Jun 9, 2015 | S | 14,900 | $110.4326 | D | 4,167 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $9.99 | Jun 9, 2015 | M | 15,000 | D | — | Feb 27, 2022 | Ordinary Shares | 15,000 | 11,666 | D |
Explanation of responses
- F1Shares subject to the option vest monthly over four years beginning on November 29, 2011.