SEC Form 4 · accession 0001280263-15-000044
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Day
Officer — VP of Marketing
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jun 5, 2015 | M | 1,389 | $8.82 | A | 10,513 | D | |
| Ordinary Shares | Jun 5, 2015 | S | 1,389 | $102.00 | D | 9,124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $8.82 | Jun 5, 2015 | M | 1,389 | D | — | Aug 29, 2021 | Ordinary Shares | 1,389 | 926 | D |
Explanation of responses
- F1Shares subject to the option vest monthly over four years beginning on August 1, 2011.