SEC Form 4 · accession 0001280263-15-000040
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Day
Officer — VP of Marketing
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 26, 2015 | S | 2,632 | $69.00 | D | 9,124 | D | |
| Ordinary Shares | Mar 27, 2015 | M | 1,389 | $8.82 | A | 10,513 | D | |
| Ordinary Shares | Mar 27, 2015 | S | 1,389 | $70.90 | D | 9,124 | D | |
| Ordinary Shares | Mar 30, 2015 | M | 1,000 | $9.99 | A | 10,124 | D | |
| Ordinary Shares | Mar 30, 2015 | S | 1,000 | $74.00 | D | 9,124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $8.82 | Mar 27, 2015 | M | 1,389 | D | — | Aug 29, 2021 | Ordinary Shares | 1,389 | 2,315 | D |
| Non-Qualified Stock Option (right to buy)F2 | $9.99 | Mar 30, 2015 | M | 1,000 | D | — | Jul 9, 2022 | Ordinary Shares | 1,000 | 8,071 | D |
Explanation of responses
- F1Shares subject to the option vest monthly over four years beginning on August 1, 2011.
- F2Shares subject to the option vest monthly over four years beginning on May 23, 2012.