SEC Form 4 · accession 0001280263-15-000038
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie Kohn
Officer — CTO · Director
Period of report
Mar 20, 2015
Accepted (ET)
Mar 23, 2015 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 20, 2015 | M | 27,552 | $2.93 | A | 861,224 | D | |
| Ordinary Shares | Mar 20, 2015 | S | 40,000 | $72.00 | D | 821,224 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2 | $2.93 | Mar 20, 2015 | M | 27,552 | D | — | Jul 9, 2018 | Ordinary Shares | 27,552 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2013.
- F2Shares subject to the option vest monthly over four years beginning on August 1, 2008.