SEC Form 4 · accession 0001280263-15-000017
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie Kohn
Officer — CTO · Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 16, 2015 | M | 1,481 | $8.82 | A | 828,777 | D | |
| Ordinary Shares | Mar 16, 2015 | M | 38,519 | $2.93 | A | 867,296 | D | |
| Ordinary SharesF2 | Mar 16, 2015 | S | 39,010 | $69.224 | D | 828,286 | D | |
| Ordinary SharesF3 | Mar 16, 2015 | S | 990 | $69.8275 | D | 827,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F4 | $2.93 | Mar 16, 2015 | M | 38,519 | D | — | Jul 9, 2018 | Ordinary Shares | 38,519 | 27,552 | D |
| Non-Qualified Stock Option (right to buy)F5 | $8.82 | Mar 16, 2015 | M | 1,481 | D | — | Aug 29, 2021 | Ordinary Shares | 1,481 | 4,445 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2013.
- F2The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $68.79 to $69.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F3The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $69.80 to $69.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F4Shares subject to the option vest monthly over four years beginning on August 1, 2008.
- F5Shares subject to the option vest monthly over four years beginning on August 1, 2011.