SEC Form 4 · accession 0001209191-15-031713
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lip Bu Tan
Director
Period of report
Mar 30, 2015
Accepted (ET)
Apr 2, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 30, 2015 | G | 500 | $0.00 | D | 3,667 | D | |
| Ordinary Shares | Mar 31, 2015 | G | 500 | $0.00 | D | 3,167 | D | |
| Ordinary Shares | Mar 31, 2015 | G | 500 | $0.00 | A | 500 | I | By Son |
| Ordinary SharesF2 | Mar 30, 2015 | G | 1,000 | $0.00 | D | 464 | I | See Footnote |
| Ordinary SharesF3 | Mar 30, 2015 | G | 1,000 | $0.00 | A | 1,000 | I | See Footnote |
| Ordinary SharesF4,F3 | Mar 31, 2015 | S | 1,000 | $75.769 | D | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to his son, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
- F2Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
- F3Such shares are held by Tan & Loo Family Foundation.
- F4The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $75.76 to $75.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.