SEC Form 4 · accession 0000899243-16-035850
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew W Verhalen
Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 16, 2016 · 8:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 16, 2016 | M | 726 | — | A | 50,720 | D | |
| Ordinary Shares | holding | — | — | — | 850 | I | By Nicole Brownstone Verhalen 1997 Trust | |
| Ordinary Shares | holding | — | — | — | 850 | I | By Sara Rose Verhalen 1997 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 16, 2016 | M | 726 | D | — | — | Ordinary Shares | 726 | 2,178 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- F2Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017.