SEC Form 4/A · accession 0001209191-15-036141
BLACKBAUD INC · BLKB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John J Mistretta
Officer — Senior VP of Human Resources
Period of report
Mar 13, 2013
Accepted (ET)
Apr 24, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2013 | M | 5,416 | $12.40 | A | 57,051 | D | |
| Common Stock | Mar 13, 2013 | D | 2,247 | $29.90 | D | 54,804 | D | |
| Common Stock | Mar 13, 2013 | F | 1,088 | $29.90 | D | 53,716 | D | |
| Common Stock | Mar 13, 2013 | S | 2,043 | $29.90 | D | 51,673 | D | |
| Common Stock | Mar 14, 2013 | M | 43,333 | $26.11 | A | 95,006 | D | |
| Common Stock | Mar 14, 2013 | D | 37,109 | $30.49 | D | 57,897 | D | |
| Common Stock | Mar 14, 2013 | F | 2,139 | $30.49 | D | 55,758 | D | |
| Common Stock | Mar 14, 2013 | S | 4,056 | $30.49 | D | 51,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $12.40 | Mar 13, 2013 | M | 5,416 | D | — | Nov 8, 2015 | Common Stock | 21,667 | 16,251 | D |
| Stock Appreciation RightF4 | $26.11 | Mar 14, 2013 | M | 43,333 | D | — | Nov 7, 2014 | Common Stock | 43,333 | 0 | D |
Explanation of responses
- F1This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the Reporting Person on February 28, 2013 and effective on March 4, 2013.
- F2Represents shares forfeited to the company in connection with the satisfaction of tax liabilities incurred upon the exercise of stock appreciation rights.
- F3Represents a stock appreciation right which vested in four equal installments beginning on November 7, 2009, subject to continued employment, and shall be settled in stock at time of exercise.
- F4Represents a stock appreciation right which vested in four equal annual installments beginning on November 6, 2008 and shall be settled in stock at time of exercise.
Remarks
This Form 4 is being amended to correctly report SARs exercised by the Reporting Person and the subsequent forfeitures and sales of those shares.