SEC Form 4 · accession 0001213900-17-009031
Zoned Properties, Inc. · ZDPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex McLaren
Director
Period of report
Aug 20, 2017
Accepted (ET)
Aug 22, 2017 · 7:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001279620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2017 | A | 10,000 | $0.00 | A | 45,000 | D | |
| Common Stock | Aug 20, 2017 | J | 15,000 | $0.00 | D | 30,000 | D | |
| Common Stock | holding | — | — | — | 1,501,667 | I | By McLaren Family LLP. The reporting person is the general partner of McLaren Family LLP. | |
| Preferred Stock | holding | — | — | — | 1,000,000 | I | By McLaren Family LLP. The reporting person is the general partner of McLaren Family LLP. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) | $0.74 | Aug 20, 2017 | A | 15,000 | A | Aug 20, 2017 | Aug 20, 2022 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Represents a grant by the issuer that was approved by the issuer's board of directors.
- F2Represents the forfeiture of shares of common stock previously granted by the issuer, in exchange for the grant by the issuer of an option to purchase an equal number of shares of common stock pursuant to the issuer's 2016 Equity Incentive Plan.
- F3Represents a grant by the issuer pursuant to the issuer's 2016 Equity Incentive Plan, in exchange for the forfeiture by the reporting person of shares of the issuer's common stock previously granted by the issuer.