SEC Form 4 · accession 0001140361-18-025536
WELLCARE HEALTH PLANS, INC. · WCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Steele Jr. M.D. Ph.D.
Director
Period of report
May 23, 2018
Accepted (ET)
May 24, 2018 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001279363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2018 | M | 1,017 | $0.00 | A | 5,139 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 23, 2018 | M | 1,017 | D | — | — | Common Stock | 1,017 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | May 23, 2018 | A | 847 | A | — | — | Common Stock | 847 | 847 | D |
Explanation of responses
- F1Vesting of restricted stock units granted to the Reporting Person on May 24, 2017.
- F2Each restricted stock unit represents a contingent right to receive one share of WCG common stock.
- F3The restricted stock units vested in full on May 23, 2018. Vested shares are delivered to the Reporting Person upon vest.
- F4The restricted stock units vest in full on the earlier of May 23, 2019 and the date of the Registrant's next annual meeting of stockholders. Vested shares will be delivered to the Reporting Person upon vest.