SEC Form 4 · accession 0001140361-17-022408
WELLCARE HEALTH PLANS, INC. · WCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H James Dallas
Director
Period of report
May 24, 2017
Accepted (ET)
May 25, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001279363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2017 | M | 929 | $0.00 | A | 929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 24, 2017 | M | 929 | D | — | — | Common Stock | 929 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | May 24, 2017 | A | 1,017 | A | — | — | Common Stock | 1,017 | 1,017 | D |
Explanation of responses
- F1Vesting of restricted stock units granted to the Reporting Person on September 29, 2016.
- F2Each restricted stock unit represents a contingent right to receive one share of WCG common stock.
- F3The restricted stock units vested in full on May 24, 2017. Vested shares are delivered to the Reporting Person upon vest.
- F4The restricted stock units vest in full on the earlier of May 24, 2018 and the date of the Registrant's next annual meeting of stockholders. Shares will be delivered to the reporting person upon vest.