SEC Form 4 · accession 0001140361-17-000127
WELLCARE HEALTH PLANS, INC. · WCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Burt
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001279363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2016 | M | 2,247 | $0.00 | A | 10,252 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Dec 31, 2016 | M | 2,247 | D | — | — | Common Stock | 2,247 | 0 | D |
Explanation of responses
- F1Delivery of shares underlying previously vested restricted stock units.
- F2All of Ms. Burt's shares were transferred to a family trust.
- F3Each restricted stock unit represents a contingent right to receive one share of WCG common stock.
- F4The restricted stock units vested in full on May 22, 2013.