SEC Form 4 · accession 0001140361-17-000126
WELLCARE HEALTH PLANS, INC. · WCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin F Hickey
Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 3, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001279363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2016 | G | 500 | $0.00 | D | 13,800 | D | |
| Common Stock | Jan 1, 2017 | M | 2,707 | $0.00 | A | 16,507 | D | |
| Common Stock | Jan 1, 2017 | M | 1,967 | $0.00 | A | 18,474 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 1, 2017 | M | 2,707 | D | — | — | Common Stock | 2,707 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Jan 1, 2017 | M | 1,967 | D | — | — | Common Stock | 1,967 | 0 | D |
Explanation of responses
- F1Delivery of shares underlying previously vested restricted stock units.
- F2Each restricted stock unit represents a contingent right to receive one share of WCG common stock.
- F3The restricted stock units vested in full on May 22, 2014.
- F4The restricted stock units vested in full on May 11, 2015.