SEC Form 4 · accession 0001140361-15-034974
WELLCARE HEALTH PLANS, INC. · WCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C. Breon
Director
Period of report
Sep 12, 2015
Accepted (ET)
Sep 14, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001279363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2015 | M | 741 | $0.00 | A | 3,448 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Sep 12, 2015 | M | 741 | D | — | — | Common Stock | 741 | 741 | D |
Explanation of responses
- F1Vesting of restricted stock units granted to the Reporting Person on September 12, 2013.
- F2Each restricted stock unit represents a contingent right to receive one share of WCG common stock.
- F3The restricted stock units vest in approximately equal increments on September 12, 2014, September 12, 2015 and September 12, 2016. Vested shares will be delivered to the Reporting Person upon vest.