SEC Form 4 · accession 0001677134-17-000002
APOLLO INVESTMENT CORP · AINV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Widra
Officer — President
Period of report
Dec 29, 2016
Accepted (ET)
Nov 21, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2016 | A | 25,295 | $0.00 | A | 30,295 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 29, 2016, Mr. Widra was awarded 25,295 restricted stock units ("RSUs") of Apollo Investment Corporation (the "Company"). The RSUs will vest according to the vesting schedule set out in the RSU award agreement between the Company and Mr. Widra.