SEC Form 4/A · accession 0001179110-15-000957
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND · LCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul Latronica
Other
Period of report
Jan 12, 2015
Accepted (ET)
Jan 16, 2015 · 12:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Jan 12, 2015 | S | 700 | $8.93 | D | 0 | D | |
| Common StockF2,F1 | Jan 12, 2015 | P | 700 | $8.96 | A | 700 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Latronica is selling shares out of his individual taxable account and simultaneously buying the same amount of shares into his 401k plan.
- F2The original filing had the incorrect date. The year was changed to 2015.