SEC Form 4 · accession 0001012975-19-000133
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Steinhardt
Director
Period of report
Feb 5, 2019
Accepted (ET)
Feb 6, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per share | Feb 5, 2019 | M | 3,187 | $10.77 | A | 24,899 | D | |
| Common Stock, par value $0.003 per share | Feb 5, 2019 | S | 3,187 | $215.62 | D | 21,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $10.77 | Feb 5, 2019 | M | 3,187 | D | — | Jul 30, 2019 | Common Stock | 3,187 | 0 | D |
Explanation of responses
- F1The stock options were fully exercisable.