SEC Form 4 · accession 0001012975-18-000453
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Gomach
Director
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1 | May 18, 2018 | S | 2,599 | $204.9481 | D | 23,455 | I | By Trust |
| Common Stock, par value $0.003 per shareF2 | May 18, 2018 | S | 2,401 | $205.6837 | D | 21,054 | I | By Trust |
| Common Stock, par value $0.003 per shareF3 | May 18, 2018 | S | 553 | $202.1845 | D | 20,501 | I | By Trust |
| Common Stock, par value $0.003 per shareF4 | May 18, 2018 | S | 500 | $203.543 | D | 20,001 | I | By Trust |
| Common Stock, par value $0.003 per shareF5 | May 18, 2018 | S | 800 | $204.5388 | D | 19,201 | I | By Trust |
| Common Stock, par value $0.003 per shareF6 | May 18, 2018 | S | 700 | $205.5778 | D | 18,501 | I | By Trust |
| Common Stock, par value $0.003 per share | holding | — | — | — | 259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $204.53 to $205.50. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F2The transaction was executed in multiple trades at prices ranging from $205.54 to $205.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F3The transaction was executed in multiple trades at prices ranging from $202.00 to $202.80. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F4The transaction was executed in multiple trades at prices ranging from $203.065 to $203.84. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F5The transaction was executed in multiple trades at prices ranging from $204.09 to $205.00. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F6The transaction was executed in multiple trades at prices ranging from $205.43 to $205.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.