SEC Form 4 · accession 0001012975-18-000404
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M McVey
Officer — Chairman & CEO · Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF2 | May 8, 2018 | S | 2,500 | $201.937 | D | 1,078,202 | D | |
| Common Stock, par value $0.003 per shareF3 | May 8, 2018 | S | 10,758 | $203.0176 | D | 1,067,444 | D | |
| Common Stock, par value $0.003 per shareF4 | May 8, 2018 | S | 3,797 | $203.8239 | D | 1,063,647 | D | |
| Common Stock, par value $0.003 per shareF5 | May 8, 2018 | S | 1,100 | $204.5618 | D | 1,062,547 | D | |
| Common Stock, par value $0.003 per shareF6 | May 9, 2018 | S | 4,937 | $202.4193 | D | 1,057,610 | D | |
| Common Stock, par value $0.003 per shareF7 | May 9, 2018 | S | 10,032 | $203.4232 | D | 1,047,578 | D | |
| Common Stock, par value $0.003 per shareF8 | May 9, 2018 | S | 1,002 | $204.3307 | D | 1,046,576 | D | |
| Common Stock, par value $0.003 per shareF9 | May 9, 2018 | S | 874 | $206.0317 | D | 1,045,702 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The transaction was executed in multiple trades at prices ranging from $201.45 to $202.43. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F3The transaction was executed in multiple trades at prices ranging from $202.46 to $203.40. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F4The transaction was executed in multiple trades at prices ranging from $203.47 to $204.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F5The transaction was executed in multiple trades at prices ranging from $204.55 to $204.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F6The transaction was executed in multiple trades at prices ranging from $201.96 to $202.96. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F7The transaction was executed in multiple trades at prices ranging from $202.98 to $203.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F8The transaction was executed in multiple trades at prices ranging from $204.02 to $205.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F9The transaction was executed in multiple trades at prices ranging from $205.89 to $206.43. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.