SEC Form 4 · accession 0001012975-18-000224
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio L Delise
Officer — Chief Financial Officer
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1 | Feb 20, 2018 | S | 5,700 | $200.7419 | D | 45,696 | D | |
| Common Stock, par value $0.003 per shareF2 | Feb 21, 2018 | S | 2,300 | $200.5002 | D | 43,396 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions were executed in multiple trades at prices ranging from $200.50 to $201.54. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F2The transactions were executed in multiple trades at prices ranging from $200.50 to $200.505. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.