SEC Form 4 · accession 0001012975-18-000072
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M McPherson
Officer — Global Head of Sales
Period of report
Jan 15, 2018
Accepted (ET)
Jan 17, 2018 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1 | Jan 15, 2018 | F | 2,908 | $203.72 | D | 83,021 | D | |
| Common Stock, par value $0.003 per shareF2 | Jan 15, 2018 | A | 1,113 | — | A | 84,134 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.
- F2Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021.