SEC Form 4 · accession 0001012975-18-000064
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christophe Pierre Daniel Roupie
Officer — Head of Europe & Asia
Period of report
Jan 15, 2018
Accepted (ET)
Jan 17, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1 | Jan 15, 2018 | A | 743 | — | A | 743 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan. The restricted stock will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021.