SEC Form 4 · accession 0001012975-17-000795
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M McVey
Officer — Chairman & CEO · Director
Period of report
Oct 30, 2017
Accepted (ET)
Oct 31, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per share | Oct 30, 2017 | M | 50,000 | $10.93 | A | 1,144,790 | D | |
| Common Stock, par value $0.003 per share | Oct 30, 2017 | F | 27,314 | $173.05 | D | 1,117,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $10.93 | Oct 30, 2017 | M | 50,000 | D | — | Jan 15, 2018 | Common Stock | 50,000 | 110,965 | D |
Explanation of responses
- F1The employee stock options are currently exercisable.