SEC Form 4 · accession 0001012975-17-000445
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Casper
Director
Period of report
May 17, 2017
Accepted (ET)
May 18, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per share | May 17, 2017 | M | 2,500 | $16.99 | A | 50,464 | D | |
| Common Stock, par value $0.003 per share | May 17, 2017 | S | 230 | $184.70 | D | 50,234 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.99 | May 17, 2017 | M | 2,500 | D | — | Aug 3, 2017 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1The employee stock option was fully exercisable.