SEC Form 4/A · accession 0001012975-17-000210
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen P Casper
Director
Period of report
Aug 3, 2016
Accepted (ET)
Mar 10, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1,F2,F3 | Aug 3, 2016 | A | 763 | $0.00 | A | 49,264 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct the amount of shares granted to the Reporting Person. Due to a processing error, the original Form 4 underreported the amount of shares granted.
- F2Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.
- F3Represents the amount of shares beneficially owned by the Reporting Person immediately following the reported transaction. As of the filing date of this amendment, the Reporting Person beneficially owns 47,964 shares.