SEC Form 4 · accession 0001012975-17-000075
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio L Delise
Officer — Chief Financial Officer
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per share | Jan 31, 2017 | F | 257 | $187.25 | D | 58,980 | D | |
| Common Stock, par value $0.003 per share | Jan 31, 2017 | F | 276 | $187.25 | D | 58,704 | D | |
| Common Stock, par value $0.003 per share | Jan 31, 2017 | F | 89 | $187.25 | D | 58,615 | D | |
| Common Stock, par value $0.003 per share | Jan 31, 2017 | F | 39 | $187.25 | D | 58,576 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.
- F2Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. DeLise.