SEC Form 4 · accession 0001012975-17-000073
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M McVey
Officer — Chairman & CEO · Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per share | Jan 31, 2017 | F | 3,813 | $187.25 | D | 1,087,373 | D | |
| Common Stock, par value $0.003 per share | Jan 31, 2017 | F | 4,312 | $187.25 | D | 1,083,061 | D | |
| Common Stock, par value $0.003 per share | Jan 31, 2017 | F | 1,388 | $187.25 | D | 1,081,673 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.