SEC Form 4 · accession 0001012975-17-000025
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald M Hersch
Director
Period of report
Jan 6, 2017
Accepted (ET)
Jan 9, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per share | Jan 6, 2017 | M | 4,225 | $9.72 | A | 43,794 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $9.72 | Jan 6, 2017 | M | 4,225 | D | — | Aug 1, 2018 | Common Stock | 4,225 | 0 | D |
Explanation of responses
- F1The stock option is fully exercisable.