SEC Form 4 · accession 0001012975-16-001542
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald M Hersch
Director
Period of report
Oct 17, 2016
Accepted (ET)
Oct 19, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per share | Oct 14, 2016 | G | 200 | $0.00 | D | 37,069 | D | |
| Common Stock, par value $0.003 per share | Oct 17, 2016 | M | 1,250 | $16.99 | A | 38,319 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.99 | Oct 17, 2016 | M | 1,250 | D | — | Aug 3, 2017 | Common Stock | 1,250 | 1,250 | D |
Explanation of responses
- F1The stock option is fully exercisable.