SEC Form 4 · accession 0001012975-16-001480
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Themelis
Officer — Chief Information Officer
Period of report
Aug 22, 2016
Accepted (ET)
Aug 23, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1 | Aug 22, 2016 | S | 455 | $165.46 | D | 70,799 | D | |
| Common Stock, par value $0.003 per shareF2 | Aug 23, 2016 | S | 5,745 | $165.40 | D | 65,054 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions were executed in multiple trades at prices ranging from $165.45 to $165.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F2The transactions were executed in multiple trades at prices ranging from $165.20 to $165.80. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.