SEC Form 4 · accession 0001012975-16-000985
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Gomach
Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 8, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1 | Feb 5, 2016 | S | 1,600 | $106.9905 | D | 31,276 | I | By Trust |
| Common Stock, par value $0.003 per shareF2 | Feb 5, 2016 | S | 500 | $108.1701 | D | 30,776 | I | By Trust |
| Common Stock, par value $0.003 per shareF3 | Feb 5, 2016 | S | 300 | $109.0233 | D | 30,476 | I | By Trust |
| Common Stock, par value $0.003 per share | Feb 5, 2016 | S | 100 | $110.36 | D | 30,376 | I | By Trust |
| Common Stock, par value $0.003 per share | holding | — | — | — | 2,576 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $106.60 to $107.47. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F2This transaction was executed in multiple trades at prices ranging from $107.73 to $108.67. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F3This transaction was executed in multiple trades at prices ranging from $108.77 to $109.52. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.