SEC Form 4 · accession 0001012975-16-000932
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio L Delise
Officer — Chief Financial Officer
Period of report
Jan 22, 2016
Accepted (ET)
Jan 25, 2016 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1 | Jan 22, 2016 | A | 5,200 | $0.00 | A | 57,830 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $103.30 | Jan 22, 2016 | A | 16,120 | A | — | Jan 31, 2022 | Common Stock | 16,120 | 16,120 | D |
Explanation of responses
- F1Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in two equal installments on each of January 31, 2020 and January 31, 2021.
- F2The options will vest in two equal installments on each of January 31, 2020 and January 31, 2021.