SEC Form 4 · accession 0001012975-15-000863
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio L Delise
Officer — Chief Financial Officer
Period of report
Dec 28, 2015
Accepted (ET)
Dec 29, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per share | Dec 28, 2015 | M | 3,000 | $9.95 | A | 54,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Opiton (right to buy)F1 | $9.95 | Dec 28, 2015 | M | 3,000 | D | — | Aug 1, 2016 | Common Stock | 3,000 | 27,000 | D |
Explanation of responses
- F1The option is currently exercisable.